SFC Licences of KWOK Kin Chi 郭建志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RO | 4 | 02 May 2012 | 30 May 2012 |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RO | 1 | 02 May 2012 | 30 May 2012 |
| CASH Asset Management Limited 時富資產管理有限公司 | RE | 9 | 20 December 2010 | 01 February 2012 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 20 December 2010 | 01 February 2012 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 04 July 2007 | 01 February 2012 |