SFC Licences of LAU Yee Man 劉綺文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 06 August 2010 | 29 October 2010 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 06 August 2010 | 29 October 2010 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 06 August 2010 | 29 October 2010 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 06 August 2010 | 29 October 2010 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 06 August 2010 | 29 October 2010 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 06 August 2010 | 29 October 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 31 May 2007 | 15 April 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 31 May 2007 | 15 April 2010 |