SFC Licences of HO Catherine Yee Yin 何綺盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Structured Funds (Asia) Limited | RE | 9 | 16 November 2009 | 15 September 2011 |
| HSBC Structured Funds (Asia) Limited | RE | 4 | 16 November 2009 | 15 September 2011 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 05 June 2007 | 15 September 2009 |