SFC Licences of SZE Chun Fung, George 施俊峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 05 May 2009 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 05 May 2009
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 16 January 2008 21 March 2009
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 02 August 2007 21 March 2009
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 02 August 2007 21 March 2009