SFC Licences of XIE Jing 謝婧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Marshall Wace Asia Limited | RE | 9 | 12 March 2014 | |
Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 9 | 17 February 2011 | 01 November 2013 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 04 June 2007 | 21 January 2011 |
FIL Investment Advisors | RE | 9 | 04 June 2007 | 21 January 2011 |
FIL Investment Advisors | RE | 4 | 04 June 2007 | 21 January 2011 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 04 June 2007 | 21 January 2011 |