SFC Licences of WEN Kuo-Hui 溫國輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 13 June 2012 | 31 May 2013 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 11 January 2011 | 01 February 2012 |
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 4 | 22 August 2007 | 23 December 2009 |
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 22 August 2007 | 23 December 2009 |