SFC Licences of SHUM Hoi Leung 沈鎧量
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 31 May 2007 | 13 June 2007 |