SFC Licences of LIN Yu-Feng 林裕峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 07 September 2022 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 07 September 2022 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 07 September 2022 | |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 06 June 2012 | 01 July 2022 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 14 March 2011 | 01 June 2012 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 4 | 04 July 2007 | 01 July 2010 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 04 July 2007 | 01 July 2010 |