SFC Licences of LEUNG Yiu Ki, Stephen 梁耀基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 14 May 2014 | 26 January 2016 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 11 June 2007 | 25 November 2009 |