SFC Licences of CHU Hsiao-jui 竺小瑞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 9 | 08 November 2017 | |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 4 | 08 November 2017 | |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 1 | 08 November 2017 | |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 30 June 2010 | 12 October 2017 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 9 | 13 October 2009 | 12 October 2017 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 13 October 2009 | 12 October 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 June 2007 | 30 August 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 11 June 2007 | 30 August 2008 |