SFC Licences of CHENG Cheuk Lam 鄭焯琳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Industrial Securities International Futures Limited 興證國際期貨有限公司 RE 2 24 May 2016
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 24 May 2016
China Industrial Securities International Futures Limited 興證國際期貨有限公司 RE 2 20 December 2012 01 April 2015
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 20 December 2012 01 April 2015
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 2 01 March 2010 13 December 2012
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 01 March 2010 13 December 2012
Upbest Commodities Company Limited 美建期貨有限公司 RE 2 18 January 2010 19 February 2010
Upbest Securities Company Limited 美建證券有限公司 RE 1 18 January 2010 19 February 2010
Celestial Commodities Limited 時富商品有限公司 RE 2 27 July 2009 30 October 2009
Celestial Securities Limited 時富證券有限公司 RE 1 08 June 2009 30 October 2009
Upbest Securities Company Limited 美建證券有限公司 RE 1 10 July 2007 01 January 2009