SFC Licences of WONG Gladys Chi-ching 黃志貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TBP Investment Advisory (HK) Limited | RE | 9 | 14 October 2015 | |
Polen Capital HK Limited | RE | 4 | 04 October 2012 | 02 September 2015 |
Polen Capital HK Limited | RE | 1 | 04 October 2012 | 02 September 2015 |
Lloyd George Investment Management (Hong Kong) Limited | RE | 4 | 03 August 2007 | 31 October 2012 |
Lloyd George Investment Management (Hong Kong) Limited | RE | 1 | 03 August 2007 | 31 October 2012 |