SFC Licences of LEE Soon Hwa 李舜華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 2 15 July 2015 28 March 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 15 July 2015 28 March 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 27 November 2013 08 October 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 18 June 2007 08 October 2014
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 18 June 2007 08 October 2014