SFC Licences of PAN Kuei-Ling 潘桂玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	9	04 February 2020
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	4	04 February 2020
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	1	04 February 2020
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	9	29 August 2019	04 February 2020
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	4	29 August 2019	04 February 2020
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	29 August 2019	04 February 2020
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司	RO	9	19 April 2018	14 August 2019
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司	RO	4	11 February 2010	14 August 2019
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司	RO	1	11 February 2010	14 August 2019
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司	RE	4	24 July 2007	11 February 2010
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司	RE	1	24 July 2007	11 February 2010