SFC Licences of CHAN Tsz Kam 陳紫琴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Centaline Securities Limited 中原證券有限公司 | RE | 1 | 15 June 2012 | 16 March 2016 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 26 August 2010 | 16 March 2016 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 18 August 2010 | 16 March 2016 |
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 26 July 2007 | 31 May 2009 |