SFC Licences of HO Chi Tak 何智德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 25 March 2013 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 25 March 2013 | |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 13 May 2008 | 19 March 2013 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 18 February 2008 | 19 March 2013 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 25 June 2007 | 19 March 2013 |