SFC Licences of BALANI Pankaj
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | RE | 2 | 03 July 2007 | 01 June 2008 |
| UBS Securities Asia Limited | RE | 1 | 25 June 2007 | 01 June 2008 |
| UBS Securities Asia Limited | RE | 2 | 25 June 2007 | 01 June 2008 |