SFC Licences of POON Siu Fung, Dickson 潘少鋒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 30 September 2008 | 13 March 2013 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 15 May 2008 | 13 March 2013 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 1 | 19 September 2007 | 23 April 2008 |