SFC Licences of LIN Shuk Yee 練淑儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 2 | 06 March 2014 | 17 April 2014 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 06 March 2014 | 17 April 2014 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 13 July 2012 | 01 March 2014 |
| HSBC Futures (Singapore) Pte Ltd | RE | 2 | 22 March 2010 | 23 March 2012 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 13 October 2008 | 27 February 2010 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 October 2008 | 27 February 2010 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 13 October 2008 | 27 February 2010 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 27 June 2007 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 27 June 2007 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 27 June 2007 | 31 July 2009 |