SFC Licences of PALLISTER Katherine Claire
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bucephalus Capital Management Advisors Limited | RO | 9 | 17 February 2009 | 04 September 2009 |
| Bucephalus Capital Management Advisors Limited | RE | 9 | 20 January 2009 | 17 February 2009 |
| OCP Asia (Hong Kong) Limited | RE | 4 | 25 June 2007 | 16 December 2008 |
| OCP Asia (Hong Kong) Limited | RE | 5 | 25 June 2007 | 16 December 2008 |
| OCP Asia (Hong Kong) Limited | RE | 9 | 25 June 2007 | 16 December 2008 |