SFC Licences of AU Kwok Leung 歐國良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 07 May 2013 | 15 June 2013 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 29 June 2007 | 11 December 2007 |