SFC Licences of LAU Chi Ching 劉智菁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Investates Asset Management Limited 領富資產管理有限公司 RO 9 29 November 2022 06 November 2023
Investates Asset Management Limited 領富資產管理有限公司 RO 4 29 November 2022 06 November 2023
Oneday Asset Management Limited 壹天資產管理有限公司 RO 9 17 February 2022 12 November 2022
Oneday Asset Management Limited 壹天資產管理有限公司 RO 4 17 February 2022 12 November 2022
Fantasia Asset Management Limited 花樣年資產管理有限公司 RO 9 22 June 2020 04 February 2022
Fantasia Asset Management Limited 花樣年資產管理有限公司 RE 9 10 June 2020 22 June 2020
Oneday Asset Management Limited 壹天資產管理有限公司 RO 9 22 January 2019 21 April 2020
Oneday Asset Management Limited 壹天資產管理有限公司 RO 4 22 January 2019 21 April 2020
Parchment Capital Limited 帕加馬（香港）資本有限公司 RO 9 08 October 2018 07 January 2019
Parchment Capital Limited 帕加馬（香港）資本有限公司 RO 4 08 October 2018 07 January 2019
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RO 9 06 November 2017 26 September 2018
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RO 4 06 November 2017 26 September 2018
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RE 9 17 October 2017 06 November 2017
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RE 4 17 October 2017 06 November 2017
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 RO 9 11 November 2016 20 September 2017
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 RO 4 11 November 2016 20 September 2017
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 RO 1 11 November 2016 20 September 2017
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 RE 9 01 March 2016 11 November 2016
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 RE 4 01 March 2016 11 November 2016
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 RE 1 01 March 2016 11 November 2016
DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 RO 9 22 July 2014 30 November 2015
DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 RE 9 05 June 2012 22 July 2014
DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 RE 9 28 October 2010 15 July 2011
Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 RE 9 27 August 2008 08 August 2010
Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 RE 4 21 July 2008 08 August 2010
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 25 July 2007 29 June 2008