SFC Licences of NG Sui Fan, Cathy 吳瑞芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Genesis Capital Investment (HK) Limited 聯和運通投資(香港)有限公司 | RO | 9 | 19 January 2022 | |
| Genesis Capital Investment (HK) Limited 聯和運通投資(香港)有限公司 | RE | 9 | 02 December 2013 | 28 August 2014 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 9 | 30 March 2011 | 09 September 2013 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 04 August 2010 | 09 September 2013 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 04 August 2010 | 09 September 2013 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 02 March 2009 | 22 April 2010 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 03 July 2007 | 22 April 2010 |