SFC Licences of KWOK Yik Ki 郭奕琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Alphahill Capital Limited 明山資本有限公司 | RO | 9 | 02 November 2021 | |
| Brightway Asset Management Limited 明道資產管理有限公司 | RO | 9 | 31 August 2018 | 28 February 2021 |
| Brightway Asset Management Limited 明道資產管理有限公司 | RE | 9 | 06 July 2018 | 31 August 2018 |
| PV Capital (HK) Limited | RO | 9 | 22 March 2017 | 11 May 2018 |
| PV Capital (HK) Limited | RE | 9 | 15 December 2016 | 22 March 2017 |
| Ariose Capital Management Limited 弘盛資本有限公司 | RO | 9 | 10 December 2014 | 08 December 2016 |
| SPARX Asia Investment Advisors Limited | RE | 9 | 20 January 2009 | 18 June 2012 |
| SPARX Asia Investment Advisors Limited | RE | 4 | 13 August 2007 | 18 June 2012 |