SFC Licences of LORD Robert Simeon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Forsyth Barr Asia Limited | RO | 4 | 07 May 2018 | |
| Forsyth Barr Asia Limited | RO | 1 | 07 May 2018 | |
| Forsyth Barr Asia Limited | RE | 1 | 06 March 2015 | 07 May 2018 |
| Religare Capital Markets (Hong Kong) Limited | RE | 1 | 04 August 2008 | 01 March 2015 |
| Sanston Financial Group Limited | RE | 1 | 02 August 2007 | 08 May 2008 |