SFC Licences of LAM Ting Kin, James 林廷堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RO | 9 | 29 December 2017 | |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RO | 4 | 29 December 2017 | |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 | RO | 9 | 20 June 2012 | 20 April 2017 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 9 | 11 April 2011 | 01 June 2011 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 4 | 11 April 2011 | 01 June 2011 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 1 | 11 April 2011 | 01 June 2011 |
| Horizon Asset International (HK) Limited | RE | 9 | 06 July 2010 | 15 September 2010 |
| Longitude Asia Limited 瑞士經緯投資有限公司 | RE | 9 | 30 August 2007 | 20 March 2008 |