SFC Licences of HO Yuan Pang 何原榜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wisdom Asset Management Limited 滙智資產管理有限公司 RO 9 23 August 2018
Wisdom Asset Management Limited 滙智資產管理有限公司 RO 4 23 August 2018
Wisdom Asset Management Limited 滙智資產管理有限公司 RO 1 23 August 2018
Wisdom Asset Management Limited 滙智資產管理有限公司 RE 9 06 July 2018 23 August 2018
Wisdom Asset Management Limited 滙智資產管理有限公司 RE 4 06 July 2018 23 August 2018
Zeta Capital (H.K.) Limited 思達資本(香港)有限公司 RO 9 29 March 2016 30 April 2018
Zeta Capital (H.K.) Limited 思達資本(香港)有限公司 RO 4 29 March 2016 30 April 2018
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 4 03 March 2014 30 November 2015
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 1 03 March 2014 30 November 2015
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 9 24 February 2014 30 November 2015
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 4 24 February 2014 03 March 2014
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 1 24 February 2014 03 March 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 04 September 2007 16 June 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 04 September 2007 16 June 2011