SFC Licences of YEUNG Iris See Lok 楊詩樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Win Securities Limited 贏證券有限公司 RE 1 20 July 2021
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 2 31 August 2016
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 1 03 October 2014
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 4 12 March 2013 25 April 2014
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 RE 2 28 January 2013 25 April 2014
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 28 January 2013 25 April 2014
Celestial Commodities Limited 時富商品有限公司 RE 2 11 June 2010 01 August 2012
Celestial Securities Limited 時富證券有限公司 RE 1 11 June 2010 01 August 2012
Quam Securities Limited 華富建業證券有限公司 RE 1 18 July 2007 03 June 2010
Quam Securities Limited 華富建業證券有限公司 RE 2 18 July 2007 03 June 2010