SFC Licences of YAU Kwai Shan 尤桂珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 27 September 2007 | 01 October 2008 |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 | RE | 1 | 19 July 2007 | 01 August 2007 |