SFC Licences of KWOK Siu Wai 郭小惠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 02 March 2009 | 25 October 2010 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 16 July 2007 | 25 October 2010 |