SFC Licences of TAM Ming Yan 譚銘恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 27 January 2012 | 16 April 2013 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 25 January 2010 | 18 August 2010 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 25 January 2010 | 18 August 2010 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 05 September 2008 | 01 August 2009 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 16 July 2007 | 01 August 2009 |