SFC Licences of ROACH Stephen Samuel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 29 July 2010 | 02 April 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 29 July 2010 | 02 April 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 July 2010 | 02 April 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 7 | 04 March 2008 | 29 July 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 04 March 2008 | 29 July 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 5 | 04 March 2008 | 29 July 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 4 | 04 March 2008 | 29 July 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 04 March 2008 | 29 July 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 20 July 2007 | 04 March 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 20 July 2007 | 04 March 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 July 2007 | 04 March 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 20 July 2007 | 04 March 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 20 July 2007 | 04 March 2008 |