SFC Licences of PAGLIARINI Alberto

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 07 February 2011 01 March 2013
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 07 February 2011 01 March 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 16 July 2007 21 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 16 July 2007 21 November 2008