SFC Licences of YEH Shan-ju 葉珊如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 | RE | 4 | 04 December 2020 | |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 | RE | 1 | 04 December 2020 | |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 | RE | 9 | 21 July 2015 | |
| Themes Investment Management Limited 甲子投資管理有限公司 | RE | 9 | 30 May 2013 | 09 July 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 12 August 2009 | 02 August 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 July 2007 | 02 August 2010 |