SFC Licences of HO-HIO-HEN Christelle Nga Sok
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | RE | 2 | 09 August 2010 | 01 September 2011 |
| UBS Securities Asia Limited | RE | 2 | 09 August 2010 | 01 September 2011 |
| UBS Securities Asia Limited | RE | 1 | 09 August 2010 | 01 September 2011 |
| UBS Securities Hong Kong Limited | RE | 1 | 09 August 2010 | 01 September 2011 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 20 July 2007 | 26 May 2009 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 20 July 2007 | 26 May 2009 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 20 July 2007 | 26 May 2009 |