SFC Licences of SIONE Nicolas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | RE | 9 | 19 September 2023 | |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | RE | 4 | 19 September 2023 | |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | RE | 1 | 19 September 2023 | |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | RE | 9 | 18 October 2022 | 07 June 2023 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | RE | 4 | 18 October 2022 | 07 June 2023 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | RE | 1 | 18 October 2022 | 07 June 2023 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RO | 4 | 04 October 2010 | 04 April 2011 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RO | 1 | 04 October 2010 | 04 April 2011 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 4 | 23 July 2007 | 04 October 2010 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 1 | 23 July 2007 | 04 October 2010 |