SFC licenceholder APH714 ZUCKER Lauren Jill
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2008-01-02 | 2010-01-01 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2007-07-24 | 2008-01-02 |