SFC Licences of TANG Pi Chin 湯碧琴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 4 | 10 November 2015 | 08 April 2016 |
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 1 | 10 November 2015 | 08 April 2016 |
Julius Baer (Hong Kong) Limited | RE | 4 | 26 July 2007 | 01 April 2011 |
Julius Baer (Hong Kong) Limited | RE | 1 | 26 July 2007 | 01 April 2011 |