SFC Licences of ZHAI Jia 翟佳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OP Investment Management Limited 東英投資管理有限公司 RE 9 14 May 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 08 December 2016 20 December 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 08 December 2016 20 December 2017
UBS Securities Hong Kong Limited RE 6 07 June 2012 26 July 2014
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 01 August 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 01 August 2007 29 September 2008