SFC Licences of ZHAI Jia 翟佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OP Investment Management Limited 東英投資管理有限公司 | RE | 9 | 14 May 2018 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 08 December 2016 | 20 December 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 December 2016 | 20 December 2017 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 26 July 2014 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 01 August 2007 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 01 August 2007 | 29 September 2008 |