SFC Licences of POULLAOUEC Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 9 | 13 September 2017 | 31 May 2022 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 4 | 13 September 2017 | 31 May 2022 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 1 | 13 September 2017 | 31 May 2022 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 5 | 16 February 2015 | 20 June 2017 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 9 | 13 May 2008 | 20 June 2017 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 4 | 13 May 2008 | 20 June 2017 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 1 | 13 May 2008 | 20 June 2017 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 1 | 30 July 2007 | 30 April 2008 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 4 | 30 July 2007 | 30 April 2008 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 9 | 30 July 2007 | 30 April 2008 |