SFC Licences of WONG Pun Lam 王本霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 | RE | 2 | 04 January 2012 | 04 September 2014 |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 02 December 2011 | 04 September 2014 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 23 May 2011 | 22 November 2011 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 23 May 2011 | 22 November 2011 |
Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 18 February 2010 | 14 May 2011 |
Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 18 September 2007 | 10 February 2010 |
Well Link International Securities Limited 立橋國際證券有限公司 | RE | 2 | 03 September 2007 | 14 May 2011 |