SFC Licences of LAU Ka Ho 劉家豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 20 July 2023 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 20 July 2023 | |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 11 January 2019 | 01 July 2023 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 2 | 28 December 2016 | 01 July 2023 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 1 | 28 December 2016 | 01 July 2023 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 08 August 2016 | 16 December 2016 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 31 July 2007 | 08 July 2016 |