SFC Licences of TONG Wing Yan, Wing 湯穎殷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 07 December 2012 | 15 January 2019 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 07 December 2012 | 15 January 2019 |
| Kam Fai Securities Company Limited 金輝証券有限公司 | RO | 1 | 31 August 2012 | 01 December 2012 |
| Kam Fai Securities Company Limited 金輝証券有限公司 | RE | 1 | 04 March 2011 | 31 August 2012 |
| SynerWealth Financial Limited 匯心金融有限公司 | RE | 1 | 09 March 2010 | 28 February 2011 |
| Kam Fai Securities Company Limited 金輝証券有限公司 | RE | 1 | 03 September 2007 | 06 March 2010 |