SFC Licences of LAM Lap Fai 林立輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Sentier Investors (Hong Kong) Limited RE 1 14 January 2019 06 August 2021
Natixis Investment Managers Hong Kong Limited 法盛投資管理香港有限公司 RO 1 24 June 2016 31 December 2018
Natixis Investment Managers Hong Kong Limited 法盛投資管理香港有限公司 RE 1 30 May 2016 24 June 2016
First Sentier Investors (Hong Kong) Limited RE 1 16 December 2011 06 May 2016
HSBC Investment Funds (Hong Kong) Limited RE 9 15 March 2010 18 November 2011
HSBC Global Asset Management (Hong Kong) Limited RE 9 15 March 2010 18 November 2011
HSBC Investment Funds (Hong Kong) Limited RE 1 06 January 2010 18 November 2011
HSBC Global Asset Management (Hong Kong) Limited RE 1 06 January 2010 18 November 2011
HSBC Investment Funds (Hong Kong) Limited RE 4 17 November 2009 18 November 2011
HSBC Global Asset Management (Hong Kong) Limited RE 4 17 November 2009 18 November 2011
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 4 11 September 2009 20 October 2009
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 1 06 August 2007 17 June 2009
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 4 06 August 2007 17 June 2009