SFC Licences of KNOWD Graeme David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | RE | 10 | 06 May 2020 | 03 March 2023 |
| Moody's Investors Service Hong Kong Limited | RE | 10 | 28 October 2019 | 30 March 2020 |
| Moody's Investors Service Hong Kong Limited | RE | 10 | 27 July 2012 | 02 April 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 August 2008 | 31 May 2012 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 06 August 2007 | 17 May 2008 |