SFC Licences of XU En Bei 徐恩蓓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 | RE | 9 | 12 December 2014 | 01 August 2016 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 | RE | 4 | 12 December 2014 | 01 August 2016 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 4 | 26 September 2012 | 27 August 2014 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 26 September 2012 | 27 August 2014 |
| Julius Baer (Hong Kong) Limited | RE | 4 | 13 July 2009 | 13 June 2011 |
| Julius Baer (Hong Kong) Limited | RE | 1 | 09 June 2009 | 13 June 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 August 2007 | 27 May 2009 |