SFC Licences of LEE Tsz Ho 李子豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 9 | 20 March 2018 | 18 September 2018 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RO | 5 | 27 September 2017 | 18 September 2018 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 | RO | 5 | 02 February 2017 | 27 July 2021 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 | RO | 2 | 30 September 2016 | 27 July 2021 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 | RE | 2 | 15 September 2016 | 30 September 2016 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 15 May 2015 | 26 August 2016 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 17 July 2012 | 26 August 2016 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 20 October 2008 | 26 August 2016 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 09 August 2007 | 26 August 2016 |