SFC Licences of HO Miu 何苗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 2 07 June 2011 31 October 2012
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 07 June 2011 31 October 2012
SG Asset Finance (Hong Kong) Limited RE 2 13 October 2008 25 May 2011
SG Asset Finance (Hong Kong) Limited RE 1 13 October 2008 25 May 2011
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 17 March 2008 25 May 2011
Newedge Broker Limited 新際經紀有限公司 RE 7 08 August 2007 31 July 2009
Newedge Broker Limited 新際經紀有限公司 RE 2 08 August 2007 31 July 2009
Newedge Broker Limited 新際經紀有限公司 RE 1 08 August 2007 31 July 2009