SFC Licences of HO Miu 何苗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 07 June 2011 | 31 October 2012 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 07 June 2011 | 31 October 2012 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 October 2008 | 25 May 2011 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 13 October 2008 | 25 May 2011 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 17 March 2008 | 25 May 2011 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 08 August 2007 | 31 July 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 08 August 2007 | 31 July 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 08 August 2007 | 31 July 2009 |