SFC Licences of NG Oi Wai 吳愛慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 03 October 2017 | 08 December 2023 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RO | 2 | 24 March 2016 | 08 December 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 24 March 2016 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 January 2016 | 24 March 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 January 2016 | 24 March 2016 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 15 February 2011 | 12 November 2015 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 15 February 2011 | 12 November 2015 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 | RE | 2 | 13 February 2008 | 20 September 2008 |
| Berich Brokerage Limited 百裕證券有限公司 | RE | 1 | 19 September 2007 | 20 September 2008 |