SFC Licences of LI Zhengyi 李正逸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | RO | 9 | 19 September 2016 | |
| Oaktree Capital (Hong Kong) Limited | RO | 4 | 18 April 2016 | |
| Oaktree Capital (Hong Kong) Limited | RO | 1 | 18 April 2016 | |
| Oaktree Capital (Hong Kong) Limited | RE | 4 | 01 August 2014 | 18 April 2016 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 14 August 2007 | 13 September 2008 |